FACTS: WHAT DOES FIDELIS WEALTH ADVISORS DO WITH YOUR PERSONAL INFORMATION?
WHY: Financial companies choose how they share your personal information. Federal law gives
consumers the right to limit some but not all sharing. Federal law also requires us to tell you how
we collect, share, and protect your personal information. Please read this notice carefully to
understand what we do.
WHAT? The types of personal information we collect and share depends on the product or service you have with us. This information can include, but is not limited to:
- Social Security number and income;
- Assets and transaction history; and
- Investment experience and risk tolerance.
When you are no longer our client, we continue to share your information as described in this notice.
HOW: All financial companies need to share clients’ personal information to run their everyday business.
In the section below, we list the reasons financial companies can share their clients’ personal
information; the reasons Fidelis Wealth Advisors chooses to share and whether you can limit this
sharing.
| Reasons we can share your personal information | Does Fidelis Wealth Advisors? | Can you limit this sharing? |
| For our everyday business purposes– such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus | YES | NO |
| For our marketing purposes– to offer our products and services to you | NO | We do not share |
| For joint marketing with other financial companies | NO | We do not share |
| For our affiliates’ everyday business purposes– information about your transactions and experiences | NO | We do not share |
| For our affiliates’ everyday business purposes– information about your creditworthiness | NO | We do not share |
| For our affiliates to market to you | NO | We do not share |
| For non-affiliates to market to you | NO | For our affiliates’ everyday business purposes– Information about your creditworthiness |
To Limit Our Sharing
Please note:
If you are a new client, we can begin sharing your information from the date we sent this notice.
When you are no longer our client, we continue to share your information as described in this
notice.
However, you can contact us at any time to limit our sharing.
Questions?
Call: 303-800-4683
Who We Are
Who is providing this notice? Fidelis Wealth Advisors
What We Do
| How does Fidelis Wealth Advisors protect my personal information? | To protect your personal information from unauthorized access and use, we restrict access to your nonpublic personal information to those employees who need to know that information to service your account. We also maintain physical, electronic and procedural safeguards that comply with applicable federal or state standards to protect your nonpublic personal information. |
| How does Fidelis Wealth Advisors collect my personal information? | We collect your personal information, for example, when you -Open an account or give us contact information -Enter into an investment adviser contract or give us your income information -Tell us about your investment or retirement portfolio We also collect your personal information from other companies. |
| Why can’t I limit all sharing? | Federal law gives you the right to limit only – Sharing for affiliates’ everyday business purposes—information about your creditworthiness – Affiliates from using your information to market to you – Sharing for non-affiliates to market to you State laws and individual companies may give you additional rights to limit sharing |
Definitions
| Affiliates | Companies related by common ownership or control. They can be financial and nonfinancial companies. – None |
| Non-affiliates | Companies not related by common ownership or control. They can be financial and nonfinancial companies. – None |
| Joint marketing | A formal agreement between nonaffiliated financial companies that together market financial products or services to you. – None |
Other Important Information
By signing any Fidelis Wealth Advisors Agreement, I acknowledge that Ihave fully read and understand this Privacy Policy and opt-in as outlined above. I understand that if I have any questions or concerns about this policy, it is my responsibility to discuss this with my financial professional.
Text Message Opt-Out: If you are receiving text messages from us and wish to stop receiving them, simply respond with either “STOP” or “UNSUBSCRIBE” to the number from which you received the message. Once we receive your message, you will no longer receive further text messages from us.
We reserve the right to revise this policy from time to time without prior notice. You will be notified of any material changes in Our Privacy Policy either by email or by a conspicuous posting on our website: https://fidelis-wealth.com
